- To maintain compliance checklists for all relevant regulations and ensure compliance adherence and timely submission.
- To interface with key managers to ensure that risk management is embedded in their daily responsibilities.
- To mentor and train staff on risk awareness, identification and mitigation.
- To maintain and quantify the risk log on current risks facing departments and proactively manage them in conjunction with the accountable parties.
- To create and conduct due diligence on banks, brokers and any other identified counter parties.
- To assess the due diligence on proposed investment opportunities in conjunction with the investment team.
- To measure the risk adjusted returns of the investment view and monitor this across all portfolios and recommend actions.
- To monitor client complaints with trend analysis and ensure risk mitigation actions are in place by the accountable party.
- Implement and embed policy on money laundering and review on a regular basis.
- Maintain awareness on new and proposed regulations and coordinate update on procedures and systems to ensure compliance.
- Create and monitor a conflict of interest and personal trading policy.
- Approve and review exceptions in processes and escalate where necessary.
- Make recommendations on how to strengthen the existing control and governance environment leading to long-term reduction in operational risk events.
- Oversight of new product process ensuring sufficient level of review and post implementation review requirements are met.
Qualifications & Experience
- A university degree in a business field such as Commerce, Economics, Business Administration.
- At least five years in the financial services industry with business knowledge on Investment Management.
- Thorough knowledge of the requirements of the Capital Markets Authority and Retirement Benefits Authority.
- A legal qualification will be an added advantage.
- Excellent numerate, analytical and project management skills.
- Excellent communication and inter personal skills.
If you are interested in the position and have the skills and talents our client is looking for, we would like to hear from you.
Please forward a copy of your updated resume, and your current salary and benefits package to info@dorbe-leit.co.ke before close of business 2nd March 2012.
Only successful candidates will be contacted.
Risk Manager
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