JOBS AT KCB BANK : DEADLINE 10 NOV 2015

1. Risk Manager
Job Ref: KC05/2015
The Position: Reporting to reporting to Legal, Risk and Compliance Manager, the position will be responsible for the risk management function within KCB Capital Limited and shall oversee the implementation of all controls within the brokerage business in order to meet all regulatory and internal requirements.
Key Responsibilities:

Ensure that all regulatory, legal and other aspects of brokerage business are met.

Monitor all brokerage transactions and advise as to their potential adverse implications for KCB Capital Limited and what mitigation strategies might be put in place to prevent such outcomes

Monitor all operational, market and credit risk aspects for the KCB Capital.

Certify that all reports regarding the above compliance and risks are submitted in a timely manner where they are required by the relevant stakeholders.

Report all key exceptions observed that are not corrected to Legal Risk and Compliance Manager, Chief Risk Officer, Company Secretary and Chief Internal Auditor

To facilitate policy review and development on need basis.

Calculation of Risk Based Capital as per CMA requirements.

To provide oversight for reporting compliance to regulator.

To coordinate the improvement of the company’s risk matrix to capture all the inherent risks of the business and their mitigating controls.

To support the business in driving its strategy plans including formulation of annual plans.The Person:
For the above position, the successful applicant should have the following:

University Degree preferably in a business related field.

Professional qualifications (CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.

At least 3 years’ proven experience in a Risk Function of an Investment Bank or Brokerage

Knowledge of operations of the Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation.

Strong knowledge of the regulatory environment, brokerage risk, policies and procedures.1. Have thorough understanding of Capital Markets products and services.
2. Experience and relationships with Capital Markets regulatory authorities

Demonstrate sound knowledge of brokerage and advisory business environment, regulations and operations.

Knowledge of the fixed income and equities market.

Excellent, high quality interpersonal, presentation, problem solving, negotiation skills with the ability to positively and clearly communicate with a variety of constituents.

Ability to network through all open channels with large technological dependency for the target market.

Proven excellent analytical, planning, organization and execution skills.

Ability and flexibility to travel widely and be accessible to customers from different global time-zones.2. Research Analyst
Job Ref: KC04/2015
The Position: Reporting to the Head of Brokerage, the position will be responsible for preparing accurate and complete research reports for the company and clients.
The candidate will work closely with the Dealers to develop trading ideas and ensure that clients receive sound financial advice.
Key Responsibilities:

Provide research findings on key market trends and opportunities.

Ensure the integrity of data gathering and interpretation of market research findings.

Keep up-to-date on industry and sector trends and research methodologies.

Produce industry/role-specific research as necessary.

Conduct fundamental and technical research.

Construct, maintain and review the forecasting models.

Analyse and synthesize financial and operating information about companies and sectors in order to gain insights and develop opportunities for clients

Perform valuation analysis using various methodologies including DCF and market multiples

Undertake detailed economic, sectorial and company research & analysis in support of capital markets products

Monitor Securities market performance and interpret financial reports as necessaryThe Person:
For the above position, the successful applicant should have the following:

University Degree preferably in a business related field.

Professional qualifications (CFA/KIB/ACIB/CPA/ACCA, NSE ATS Certificate) or MBA is an added advantage.

Must have undergone an Investment Banking and/or Securities Trading training.

At least 4 years’ experience as a research analyst in the Financial services sector with experience in the following areas:1. 2 years’ experience developing and updating of financial models and valuations.
2. 2 years’ experience undertaking research on assigned industries or sectors.
3. 2 years’ experience with Investment Banking products, Bloomberg and Reuter’s platforms.

Demonstrate sound knowledge of brokerage and advisory business environment, regulations and operations.

Demonstrate an understanding of both fundamental and technical analysis of a company

Excellent knowledge of the fixed income and equities market.

Conceptual and Analytical Skills: Flair with figures, and strong analytical skills with the ability to interpret financial information.

Excellent, high quality interpersonal, presentation, problem solving, negotiation skills with the ability to positively and clearly communicate with a variety of constituents.

Ability to network through all open channels with large technological dependency for the target market.

Proven excellent planning, organization and execution skills.

A good understanding of risk, credit policies and procedures.3. Manager Operations Brokerage
Job Ref: KC03/2015
The Position: Reporting to reporting the Head of Brokerage, the role will be the custodian of the company’s operational policies processes and procedures and responsible for ensuring seamless operations whilst ensuring adherence to polices and regulatory guidelines.
Key Responsibilities:

Liaise with the Finance and other stakeholders during preparation of brokerage financial statements.

Ensure that Fund Managers and Custodians receive their contract notes on email on T, and the hard copies on T+1 and all other processing is done within agreed turnaround times.

Ensure that all CDSC functions – immobilization, withdrawals, transfers etc. – are done in a timely manner as per the set standards.

Build, improve and maintain effective relationships with industry stakeholders i.e. NSE, CDSC, Custodian Banks, Registrars, Fund Managers, Uganda Stock Exchange, Uganda Registrars and CMA.

Ensure seamless communication between customer service unit and operations. Manage the query resolution process by providing timely responses.

To ensure all the relevant statutory deductions are remitted to the relevant statutory bodies in a timely manner.

To liaise with Administration & IT on disaster recovery plan, testing & certification.

To Liaise with Legal department on complaints with legal implications.

Support internal and external auditors and inspectors, responding to audit queries, and providing audit information and schedules.The Person:
For the above position, the successful applicant should have the following:

University Degree preferably in a business related field.

Professional qualifications (CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.

At least 3 years’ proven experience in Brokerage / Custody Back office operations of an Investment Bank or Brokerage.1. Knowledge of operations of the Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation.

Strong knowledge of the regulatory environment, brokerage risk, policies and procedures.1. Have thorough understanding of Capital Markets products and services.
2. Experience and relationships with Capital Markets regulatory authorities.

Demonstrate sound knowledge of brokerage and advisory business environment, regulations and operations.

Knowledge of the fixed income and equities market.

Excellent, high quality interpersonal, presentation, problem solving, negotiation skills with the ability to positively and clearly communicate with a variety of constituents.

Ability to network through all open channels with large technological dependency for the target market.

Proven excellent analytical, planning, organization and execution skills.4. Fixed Income Dealer
Job Ref: KC02/2015
The Position: Reporting to the Head of Brokerage, the position will be responsible for ensuring accurate and timely execution of fixed Income trades for clients, while ensuring compliance to CDSC, CMA & NSE trading regulations.
Key Responsibilities:

Grow the client base and revenue as per the set targets.

Develop and implement trading strategies.

Review all securities transactions to ensure accuracy of information and that trades conform to regulations of NSE.

Ensure appropriate response and resolution of queries and requests by clients within agreed timelines

Provide market and investment information to clients.

Execute orders in a timely and efficient manner

Monitor active orders for risk and optimal tactic selection

Manage order flow from clients, ensuring smooth processes and swift transactionsThe Person:
For the above position, the successful applicant should have the following:

University Degree preferably in a business related field.

NSE ATS Certificate is mandatory.

Professional qualifications (CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.

At least 4 years’ proven fixed Income trading experience in an Investment Bank or Brokerage.

Experience in using Bloomberg and Reuters terminals will be an added advantage.

Demonstrate sound knowledge of brokerage and advisory business environment, regulations and operations.

Excellent knowledge of the fixed income market.

Excellent, high quality interpersonal, presentation, problem solving, negotiation skills with the ability to positively and clearly communicate with a variety of constituents.

Ability to network through all open channels with large technological dependency for the target market.

Proven excellent analytical, planning, organization and execution skills.

Ability and flexibility to travel widely and be accessible to customers from different global time-zones.

A good understanding of risk, credit policies and procedures.5. Equities Dealer
Job Ref: KC01/2015
The Position: Reporting to the Head of Brokerage, the position will be responsible for ensuring accurate and timely execution of equity trades for clients, while ensuring compliance to CDSC, CMA & NSE trading regulations.
Key Responsibilities:

Grow the client base and revenue as per the set targets.

Review all securities transactions to ensure accuracy of information and that trades conform to regulations of NSE.

Develop and implement trading strategies

Ensure appropriate response and resolution of queries and requests by clients within agreed timelines.

Provide market and investment information to clients.

Execute orders in a timely and efficient manner

Monitor active orders for risk and optimal tactic selection.

Manage order flow from clients, ensuring smooth processes and swift transactions.The Person:
For the above position, the successful applicant should have the following:

University Degree preferably in a business related field.

NSE ATS Certificate is mandatory.

Professional qualifications (CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.

At least 4 years’ proven equity trading experience in an Investment Bank or Brokerage.

Experience in using Bloomberg and Reuters terminals will be an added advantage.

Demonstrate sound knowledge of brokerage and advisory business environment, regulations and operations.

Excellent knowledge of the equities market.

Excellent, high quality interpersonal, presentation, problem solving, negotiation skills with the ability to positively and clearly communicate with a variety of constituents.

Ability to network through all open channels with large technological dependency for the target market.

Proven excellent analytical, planning, organization and execution skills.

Ability and flexibility to travel widely and be accessible to customers from different global time-zones.

A good understanding of risk, credit policies and procedures.The above position is demanding for which the bank will provide a competitive package for the successful candidates.
If you believe you can clearly demonstrate your abilities to meet the criteria given above, please submit your application with a detailed CV, stating your current position, remuneration level e-mail and telephone contacts quoting the job title/reference in the subject field to recruitment@kcb.co.ke
NB: In the event that you are successful, we will require that you provide us with a Certificate of Good Conduct that is not more than 6months old.
To be considered your application must be received by Nov. 13, 2015.
Only short listed candidates will be contacted.